U.N. Peace Operations
Reform
"At
present it is as if when a fire breaks out, we must first build a
fire station to respond. Rapid deployment can prevent enormous
agony, and we must continue to work with member states to reduce
the time it takes for the U.N. to put peacekeepers in the
field."
- UN Secretary General Kofi Annan, February 11, 2000
About United
Nations Peacekeeping
The United Nations has been involved
in peacekeeping activities since 1948, yet the nature of the
missions has evolved greatly since then. Traditionally,
peacekeeping missions have been limited to observer missions in
which peacekeeping soldiers patrol buffer zones between hostile
parties, and personnel are deployed only after a cease-fire has
been agreed upon. Since the end of the Cold War, UN-led
peacekeeping operations have grown in number and in complexity.
Today peace operations not only involve military soldiers, but
also include civilian police officers, electoral experts, human
rights monitors, land mine clearance experts, and civilian
communications and governance experts.
Duties of peace personnel include
maintaining security and ensuring the absence of violence,
protecting civilian populations, delivering humanitarian
assistance, de-arming, demobilizing, and reintegrating ex-soldiers
into civil society, assisting in the fulfillment of components of
peace agreements, monitoring and conducting free and fair
elections, recruiting for and training local civilian police,
monitoring human rights, and conducting investigations into
allegations of human rights violations.
Peace operations are an attempt by
the international community to alleviate situations of massive
human suffering. These types of operations are intended to enhance
international peace, protect the delivery of humanitarian relief
where armed violence has prevented efforts to assist a distressed
population, and to establish a visible security to allow people to
function without fear of bodily harm. These operations are
complex, especially when they take place in areas where parties
are particularly hostile to one another. It requires the
cooperation and coordination of international and national
government and non-governmental organizations (diplomatic,
humanitarian, military, and civilian police) and other interested
local individuals and groups.
UN-led peacekeeping operations are
directed by the United Nations Department of Peacekeeping
Operations (UNDPKO),
but no peace operation is conducted without the collaboration of
other international organizations. The United Nations High
Commissioner for Refugees (UNHCR), Office of the United Nations
High Commissioner for Human Rights (UNHCHR), United Nations
Children's Fund (UNICEF), the World Food Programme (WFP), and
non-UN agencies, such as the International Commission of the Red
Cross (ICRC), are all usual participants in various aspects of
peacekeeping operations.
One example of the changing nature of
peace operations is the UNTAET mission in East Timor. In August
1999 the people of East Timor overwhelmingly voted for
independence from Indonesia. In response, militias who supported a
continued union with Indonesia began a deadly wave of violence,
looting, and arson. The violence forced hundreds of thousands of
people to flee their homes. The United Nations stepped in by
authorizing a multinational force, led by Australia (INTERFET), to
stop the violence and protect the will of the people. The need for
an intervening peacekeeping force was obvious, but the United
Nations did not have the necessary capability to enforce peace and
prevent violent massacres. Fortunately for the East Timorese,
Australia had the capability and political will to step in when
this crisis arose. East Timor had almost no governmental
institutions, poor roads and communication systems, few schools
and medical facilities, little sustainable economic promise,
thousands of refugees, and severe ethnic tension and mistrust.
Therefore, several months later the UNTAET mission was established
under UN Resolution 1272 (1999-present) with a far-reaching
mandate, which would oversee the massive humanitarian relief
efforts and temporarily administer government functions until East
Timor could peacefully and effectively govern itself. The mandate
empowers the UN peace force to provide security and maintain law
and order throughout the territory of East Timor, establish an
effective governmental administration, assist in the development
of civil and social services (including a human rights observing
police force), ensure the coordination and delivery of
humanitarian assistance, support capacity-building for
self-government, and assist in the establishment of conditions for
sustainable development.
The case of East Timor is widely
accepted as a success for the United Nations; however, without the
efforts of Australia to come in and stop the massacres, the
outcome of East Timor could have been very different, which
demonstrates the critical need for a standing UN military
peacekeeping force. The success of East Timor comes after a long
list of widely acknowledged UN-led peacekeeping failures, such as
in Bosnia, Sierra Leone, and Rwanda. Problems quickly arise when
there is an international emergency needing immediate response.
The need for rapid deployment became painfully evident after the
Rwandan genocide when over 800,000 Tutsis were killed in a period
of only six weeks. Because the United Nations does not have a
standing military or police force, it depends on the generosity of
UN member nations to volunteer military and civilian personnel for
peacekeeping missions. Currently the United Nations depends upon a
"Stand-by Arrangements System" (UNSAS), which is based
on conditional commitments by member states for specific
resources. These resources can range from military formations,
specialized military and civilian personnel, services, to material
and equipment. The resources are on reserve in their home country.
When international emergencies erupt the Secretary General must
request member states to let the UN use the "stand-by"
resources. If participating member states approve the forces are
deployed. In the past ten years, the system has usually taken 3-6
months to deploy forces.
UN Secretary General Kofi Annan
recognized the weaknesses and limitations of peacekeeping
operations in today's international atmosphere and commissioned a
report by an independent panel of experts on what changes were
necessary to make UN peacekeeping operations more effective and
efficient and how to implement those changes. The findings and key
recommendations were published in what is commonly called the Brahimi
Report. Despite the many weaknesses of peace
operations, the missions still serve as a vital component of
international stability and international world order and deserve
to be improved upon.
The Failures
of the Current Approach to Peace Operations
The responsibilities of United
Nations' peace operations have greatly expanded and become much
more complex since the end of the Cold War, yet the resources
allocated and the support necessary to satisfy those
responsibilities has not expanded with the need. Indeed, in recent
years the UN has been forced to work under horrific budget
constraints, imposed by misguided legislation foisted on the UN by
its largest supporter, the United States. The budget constraints,
combined with other systemic shortcomings, have greatly reduced
the effectiveness and efficiency of peace operations to
staggeringly low levels.
The first problem is one of
understanding. One of the goals of a peacekeeping operation is to
project credible force, so that those who would "spoil"
the peace by creating new conflict are constrained. But too often
the mandate, the goals, the equipment and the skill level of the
troops for the mission are not adequate to the task-they cannot
deal with a 'worst-case scenario' situation. Peacekeeping
operations of the nineties have often been located in conflict
areas where there was a stalemate and where the parties were not
necessarily committed to ending the confrontation. If hostile
parties are not serious about resolving their conflict without
violence and peacekeepers are sent in anyway, but not equipped or
mandated properly, the result has often been failure.
Such situations may arise when a
possible genocide is taking place, such as in Rwanda in early 1994
when UN forces were instructed to withdraw rather than protect
those being massacred during the genocide, or when there is a
stalemate between warring parties, such as when the UN
peacekeepers in Sierra Leone were kidnapped and held captive by
RUF (Revolutionary United Front) forces because they were not
allowed to adequately defend themselves. It also happened in the
former Yugoslavia, where UN forces at Srebrenica were helpless to
prevent what is believed to be the single largest slaughter of
humans since World War II. From these cases and others, the
Brahimi Report identified a crucial lesson-the UN cannot always be
totally impartial when operating under conditions where conflict
still simmers. It must be prepared and ready to respond to
violence with sufficient force to protect innocent civilian lives.
One of the biggest problems, however,
and the most difficult to overcome, is garnering enough political
will from member states of the UN to support peace operations.
Political will refers to the need for member states to become
seriously committed to the objective of ensuring global security
and peace in areas of unrest. Without the support of member
states, and their recognition that peace operations are a vital
responsibility for the UN, those peace operations will ultimately
fail.
Unfortunately, domestic national
interest too often interferes with a coherent approach to UN peace
operations, and in so doing ignores the relevance peace operations
pose to national security, as well as to the greater humanitarian
good. There are fundamental political fissures that allow peace
operations to be used as a political tool. The conflict of member
states interests (especially within the UN Security Council) has
had an enormous impact on the UN in terms of peacekeeping
operations. Domestic interests have resulted in the failure of UN
peace operations to be fully or correctly mandated, prepared, or
able to engage properly in an effective and successful mission.
Peacekeeping operations can be
hindered in terms of their responsiveness and initiative by strict
and narrow mandates dictated by the UN Security Council. The UN
and its activities are only a reflection of its member states.
Thus, UN peace operations can only progress as far as the member
states want and allow them to. The Security Council in the past
has drafted and passed broad mandates for peace operations without
first accruing sufficient troop and equipment commitments from
member states to properly implement the resolution. This often
leaves the Secretary General to scramble and in essence 'beg'
member states to donate troops and other personnel and equipment.
It also ensures that troops arrive in country without being
properly equipped and ready to take on their mandate, which
creates large logistical problems right from the start of the
mission. Currently there are no requirements that the Security
Council should create clear and achievable mandates, which would
prevent these types of problems. But again, the Brahimi Report has
identified the issue of the mandates as critical to the overall
success or failure of UN peace operations.
Financing is another major problem
for peace operations. All member states are obligated to pay their
share of peacekeeping costs under a formula that they themselves
have agreed upon, but the failure of states to pay their dues
fully and on time means that peacekeeping missions are often
significantly underfunded. Quite often, the UN is unable to
pay troop-contributing nations the agreed-upon rate for their
contribution to a mission. This makes it all the more difficult to
secure troops for the next mission. Purchases of equipment for
rapid deployment of troops for missions are incomplete because of
budget troubles. The UN frequently juggles money from one account
to another to pay for basic needs such as electricity bills, again
because of shortfalls caused by member states failing to pay
legally obligated dues. And the U.S. is by far the largest
culprit.
UN peace operations are currently
conducted on an ad hoc basis. The UN does not have a standing
military or police force that can be ready to deploy on short
notice, which precludes any real type of rapid response. UN
peacekeeping forces take months to years to organize, deploy, and
effectively establish themselves in the conflict area, which
allows further escalation of conflict. For peace operations to be
effective, rapid deployment of forces is vital, and is the only
way the end result will be saved lives. If the UN had had the
ability to deploy forces within thirty days of the realization
that genocide was taking place in April 1994, hundreds of
thousands of Rwandan Tutsi lives could have been spared.
Equipment procurement and storage is
another component of peace operations that is severely lacking.
When it comes to peace operations, the UN would have the capacity
to respond more quickly if standardized equipment was stored and
ready to be used on short notice.
The Brahimi Report also noted that
the vast majority of the time lag problems of peace operations is
not the fault of the peacekeepers themselves, but rather actors
and causes beyond their control. For peace operations to become
more effective, the managerial structure and capacities of the UN
and UNDPKO (United Nations Department of Peacekeeping Operations)
must be changed. It is simply not possible for a handful of staff
at UN headquarters in New York to effectively or properly manage
nearly 60,000 personnel in the field, serving in missions
throughout the world.
UN headquarters lacks necessary
flexibility, autonomy, and resources and is often forced to
operate without clear mandates, as noted earlier. At the same
time, few officials at UN headquarters can be held accountable for
the performance of the department. The organizational structure of
the DPKO must also be altered. It must have better resources for
planning and implementation. The UN lacks the staff necessary to
run the basic operations of the DPKO office. Organizational
restructuring should also include the latest technology for
communication and transportation and the means to gather and
analyze information.
The DPKO needs the capability to
conduct fact-finding missions and gather field intelligence. At
this time there is no intelligence and information analysis
program for peace operations. As a result, leaders of peacekeeping
missions are left without the adequate information necessary to
conduct the operation. Effectiveness and efficiency missions could
be greatly improved by having an intelligence and information
analysis capacity already in place.
Often when peace agreements are
signed, DDR (disarmament, demobilization, and reintegration)
components are included. The United Nations, the international
actor most likely to monitor peace agreement compliance, lacks
substantive DDR programs. These programs are also dependent upon
having adequate personnel, equipment, and political will to
support such operations.
The nature of conflicts today is much
different than since the end of the Cold War, and therefore the
nature of U.N. peace operations is in turn more complex than the
"first generation" peace operations. In the past decade
the vast majority of deadly conflicts have been internal rather
than state vs. state. These conflicts have also primarily involved
civilians (as victims, refugees, internally displaced populations,
'freedom fighters', etc.) rather than paid soldiers. The
"civilian" components of peace operations have thus
become more relevant and prominent. Certain "civilian"
components of peace operations include electoral assistance and
governance support as part of a broader strategy of international
security. Another important civilian component of peace operations
includes CIVPOL - the U.N. civilian police. Police inherently are
more integrated in with the populace of a society than military
soldiers and interact with the people more. There is a growing
consensus that the use of CIVPOL to train and recruit local police
(to abide by international human rights standards) is a high
priority in peace operations. Unfortunately, CIVPOL faces many of
the same problems that the military division of peace operations
faces.
Peace operations have largely been a
reaction to an international conflict, rather than a preemptive
measure to restrain violent conflict. The only U.N. peace
operation not to be "reactive" was in the Former
Yugoslav Republic of Macedonia (1995-1999). The United Nations
Preventive Deployment Force (UNPREDEP) was a unique operation that
monitored border areas for any activity that could undermine
confidence and stability. UNPREDEP activities included reporting
illegal arms flows, preventing violent clashes, assisted in
humanitarian distribution, and provided community services.
Because the former Yugoslavia is known for its ethnic tensions and
violent outbreaks UNPREDEP took decisive measures to prevent the
spread of the violence. Unfortunately, the mission's
length-extension was rejected by China's veto and the UNPREDEP
force had to withdraw. Not long after, massive waves of violence
ensued in Macedonia.
The need for serious change is
obvious when examining past peacekeeping operations. Current
resources will be used inefficiently if there is not adequate
reform. Failure in addressing the current problems of peace
operations will only result in death and human suffering. The
urgency of the need for change is compounded in the light of
recent events in Afghanistan and in other conflict ridden areas of
the world. Clearly, post-conflict zones that are left unattended
can pose serious risks to the national security of nations halfway
around the world, as among other things they become breeding
grounds for criminal activity and terrorism. These problems cannot
be disregarded. The implementation of the recommendations of the
Brahimi Report are incredibly important in making U.N. peace
operations capable of ensuring peace and security in every corner
of the world.
The Need for UN
Civilian Police Capacity
Background
There's a big difference between a
soldier armed with an M-16 rifle sitting atop a tank patrolling
the streets, and an unarmed international civilian police officer
walking the beat with a local police officer, but both are crucial
elements of a successful UN peace operation. Soldiers are
necessary to stop armed conflict, giving parties the breathing
room to start the peace process. United Nations civilian police
officers (CIVPOL) help make the peace permanent.
Soldiers are trained to fight wars
and kill enemies. But once the fighting is stopped, what then?
Maintaining public safety is not a job for soldiers, at least not
if the goal is to avoid military occupation, and the last thing
anyone wants is a peace operation that resembles a military
occupation. The whole point of a UN peace operation is to put a
country that has been torn apart by violent conflict back on its
feet, giving its population the opportunity to develop
economically and politically with full participation from all
sectors of society. Consequently, the goal in any peace operation
is to withdraw military peacekeepers as soon as possible, once a
secure environment has been created.
The UN and the international
community have learned that when this happens, though, the job is
not done. A secure environment is not enough; the rule of law must
be restored as well, or mission failure will likely occur.
Accordingly, the UN now deploys a CIVPOL component in most peace
operations to begin a process of rebuilding the structures of law
and order in a post-conflict society.
UN CIVPOL perform many different
functions in UN peace operations, depending on the situation and
the Security Council mandate. Examples range from human rights
monitoring to helping establish, train and equip local police
forces. In Kosovo, for the first time CIVPOL officers were given
full executive law enforcement authority, meaning they were armed
and could serve warrants and arrest citizens. Similarly, in East
Timor, CIVPOL officers helped maintain law and order while
conducting training programs for the creation of a local police
force.
Restoring the rule of law requires
more than just police, however. Correctional staff are needed to
oversee jails and ensure that civil rights are observed. Judicial
support staff and judges are needed to process criminals fairly,
with respect to due process and other rights. Amazingly, though,
the UN does not have a system in place to secure civilian police
and related personnel for UN peace operations. The existing system
is entirely ad-hoc! This creates a real problem.
For example, when NATO soldiers first
arrived in Kosovo, little could be done to address rampant
criminal activity and ethnic violence. Eventually, given the slow
response by member states to the UN's request for civilian police,
NATO soldiers began arresting criminals. But with no jails to hold
them, and no judges to try them, most were released. Kosovo
highlighted the fundamental problem the UN faces-it has no good
way of quickly securing and deploying civilian police, and this
has an adverse effect on post-conflict reconstruction efforts.
When a country sends soldiers to a UN
peace operation, they come from the barracks, where they are ready
to deploy when needed. But where are the police officers that the
UN needs? They are on duty on the streets of our cities and towns,
patrolling and investigating crimes. Every civilian police officer
serving in a UN peace operation, therefore, is one absent from his
or her hometown. It takes months for the UN to acquire civilian
police officers each time it needs them. Furthermore, the police
sent to the UN are often poorly trained and consequently their
behavior is often unprofessional and sometimes even illegal.
The UN civilian police system needs
fixing. Logically, this will require a permanent professional UN
police corps that meets high standards of training. This is the
only way to avoid pulling local police officers from their
hometowns while still meeting a critical national security
priority. A UN civilian police corps will keep U.S. soldiers from
being needlessly deployed longer than necessary, will keep U.S.
police officers at home patrolling their own streets, and will
advance U.S. national security interests. Best of all, this will
ensure that police officers in UN peace operations are held
accountable for their actions and that their behavior will be
professional and appropriate.
Making the Case for a United
Nations Civilian Police Corps (UNCPC)
-
Addresses the Civilian Police
Capacity Gap at the UN
The UNCPC fills a massive gap in
capacity in international peace operations. At present, the full
deployment of the mandated strength of civilian police to an
international peace operation can take months or years to
accomplish, if ever. The current system in place at the UN to
recruit and deploy civilian police is largely ad-hoc. More
importantly, police officers are on duty on the streets of member
states, not waiting in barracks for the call to arms. It is
difficult to recruit civilian police for peace operations because
national governments generally need their police where they
are-protecting their citizens. The UN Civ-Pol Corps can fill this
gap, and prevent governments from having to choose between
pressing local needs and pressing national security needs.
-
Addresses Unprofessional
Civilian Police and Accountability Issues
The UNCPC addresses and resolves
serious issues regarding accountability and the inappropriate
behavior of civilian police in peace operations. Another problem
with the current UN civilian police recruitment efforts is the
quality and behavior of the police sent to serve in UN peace
operations. There have been problems in many peace operations,
involving activities such as arms smuggling, drug smuggling, and
sexual trafficking. In 2002, the U.S. Congress held hearings to
address problems with UN Civilian Police in Bosnia (primarily
involving U.S. police officers hired by DynCorp, an American firm
contracted by the State Department to provide the U.S. civilian
police contribution to the UN). Several police officers were found
to be running a sex slave ring, involving women and underage
girls. News stories allege these problems are found in other peace
operations. By creating a professional, trained, and certified
police corps at the UN, the UNCPC bill takes steps to alleviate
this problem. The UN no longer has to accept sub-standard police
for peace operations, and instead has a competent and professional
force available for quick deployment.
-
Addresses U.S. National Security
Issues
The UNCPC fills a serious National
Security gap. Failed states are more than just human disaster
areas-they can easily become safe havens of operation for
organized criminal networks and international terrorist
organizations. The destruction of the Twin Towers is a testament
to the ability of such networks to impact national security. A key
way to stop these networks in post-conflict states is by restoring
the rule of law. This requires that many things be done-first stop
the armed conflict, which is done by military forces, and then
getting police, courts and jails to function properly. Once people
feel safe going to school or work, and once those who break the
law are dealt with by courts that respect human rights, and are
held in jails where they are not tortured or killed, than a
society can begin to heal itself.
-
Addresses the Need to Keep U.S.
Soldiers from Performing Civilian Duties
The UN Civ-Pol Corps is a key tool in
preventing the unnecessary deployment of military soldiers for
civilian purposes. A problem often cited by military commanders
when discussing peacekeeping missions is how often soldiers end up
doing jobs they were not trained for and should not be doing. A
common complaint of Congress and administration officials is that
the military should not get bogged down in non-war tasks. Yet the
military itself acknowledges that restoring the rule of law is a
necessity in any peace operation, and if no one else will do it,
they will. The UN Civ-Pol Corps can prevent the use of military
forces for non-military tasks, freeing them for other duties or
arenas.
-
Addresses
Political Concerns Involved with UN Peacekeeping
The UN Civ-Pol Corps makes sense,
because it is 'doable'. Aside from any political issues
surrounding the creation of a military force at the UN, such a
force would require significantly enhanced logistical,
intelligence, and command capacities, which would add hugely to
the cost of such a force. The Civ-Pol Corps is cheap. It would
only require that minimal additional support capacities be created
at the UN.
-
The UN Civ-Pol Corps would NOT
be a Military Force
The UNCPC would not be used in any
sort of initial peacekeeping intervention. It would not fight its
way into ongoing conflicts, because it could not-it will not be a
military force. The UNCPC would be comprised of police officers,
not soldiers.
American citizens support the UN and
International Peacekeeping
- In the Worldviews 2002 poll
conducted jointly by the German Marshall Fund and the Chicago
Council on Foreign Relations, 57% of Americans rated
strengthening the UN Very Important, and another 28% rated it
Somewhat Important. 85% of Americans support a better UN!
- In the same poll, 64% of Americans
supported U.S. involvement in UN peacekeeping missions. 60%
supported the specific U.S. involvement in Bosnia.
- Finally, 77% of Americans
supported having UN members each commit 1000 troops to a rapid
deployment force that the Security Council could call up on
short notice for a crisis. While the UN Civ-Pol Corps would
not be such a rapid deployment force, this polling data
indicates clear support for the concept of giving the UN the
tools to effectively respond to an international crisis.
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